Form 8.3 - Darktrace plc Replacement
FORM 8.3 - Amendment to 2a |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
05 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
21,716,905 |
3.10% |
20,739,451 |
2.96% |
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(2) Cash-settled derivatives: |
33,095 |
0.00% |
21,655,608 |
3.09% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
21,750,000 |
3.11% |
42,395,059 |
6.05% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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1p ordinary |
Purchase |
65,158 |
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1p ordinary |
Purchase |
53,023 |
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1p ordinary |
Purchase |
47,637 |
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1p ordinary |
Purchase |
37,610 |
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1p ordinary |
Purchase |
18,405 |
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1p ordinary |
Purchase |
13,920 |
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1p ordinary |
Purchase |
9,102 |
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1p ordinary |
Purchase |
6,810 |
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1p ordinary |
Purchase |
3,347 |
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1p ordinary |
Purchase |
3,296 |
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1p ordinary |
Purchase |
3,218 |
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1p ordinary |
Purchase |
2,805 |
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1p ordinary |
Purchase |
1,864 |
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1p ordinary |
Purchase |
1,430 |
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1p ordinary |
Purchase |
1,200 |
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1p ordinary |
Purchase |
652 |
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1p ordinary |
Purchase |
629 |
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1p ordinary |
Purchase |
563 |
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1p ordinary |
Purchase |
390 |
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1p ordinary |
Purchase |
64 |
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1p ordinary |
Sale |
47,896 |
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1p ordinary |
Sale |
34,388 |
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1p ordinary |
Sale |
27,688 |
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1p ordinary |
Sale |
23,931 |
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1p ordinary |
Sale |
10,084 |
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1p ordinary |
Sale |
8,597 |
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1p ordinary |
Sale |
6,927 |
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1p ordinary |
Sale |
1,858 |
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1p ordinary |
Sale |
1,144 |
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1p ordinary |
Sale |
652 |
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1p ordinary |
Sale |
548 |
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1p ordinary |
Sale |
432 |
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1p ordinary |
Sale |
138 |
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1p ordinary |
Sale |
7 |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
2,381 |
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1p ordinary |
SWAP |
Decreasing Short |
6,927 |
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1p ordinary |
SWAP |
Decreasing Short |
10,084 |
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1p ordinary |
SWAP |
Decreasing Short |
47,896 |
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1p ordinary |
SWAP |
Decreasing Short |
7 |
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1p ordinary |
SWAP |
Decreasing Short |
5,759 |
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1p ordinary |
SWAP |
Decreasing Short |
4,318 |
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1p ordinary |
SWAP |
Decreasing Short |
17,990 |
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1p ordinary |
SWAP |
Decreasing Short |
342 |
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1p ordinary |
SWAP |
Decreasing Short |
66 |
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1p ordinary |
SWAP |
Decreasing Short |
138 |
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1p ordinary |
SWAP |
Decreasing Short |
42,985 |
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1p ordinary |
SWAP |
Increasing Short |
563 |
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1p ordinary |
SWAP |
Increasing Short |
34,615 |
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1p ordinary |
SWAP |
Increasing Short |
19,547 |
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1p ordinary |
SWAP |
Increasing Short |
38,388 |
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1p ordinary |
SWAP |
Increasing Short |
37,394 |
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1p ordinary |
SWAP |
Increasing Short |
44,548 |
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1p ordinary |
SWAP |
Increasing Short |
65,158 |
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1p ordinary |
SWAP |
Increasing Short |
3,218 |
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1p ordinary |
SWAP |
Increasing Short |
13,920 |
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1p ordinary |
SWAP |
Increasing Short |
1 |
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1p ordinary |
CFD |
Decreasing Short |
1,620 |
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1p ordinary |
CFD |
Increasing Short |
1,199 |
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1p ordinary |
CFD |
Increasing Short |
64 |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
06 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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