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Regulatory News

Form 8.3 - DARKTRACE PLC

LONDON--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.KEY INFORMATION

(a)Full name of discloser:	Qube Research & Technologies Limited
(b)Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c)Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	DARKTRACE PLC
(d)If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e)Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	26-06-2024
(f)In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p ordinary
	Interests		Short positions
	Number	%	Number	%
(1)Relevant securities owned and/or controlled:	0	0	0	0
(2)Cash-settled derivatives:	14,995,825	2.14	0	0
(3)Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	14,995,825	2.14	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (GBp)

(b)Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit (GBp)
1p ordinary	Equity swap	increasing a long position	30	579.00
1p ordinary	Equity swap	increasing a long position	371	579.60
1p ordinary	Equity swap	increasing a long position	414	580.20
1p ordinary	Equity swap	increasing a long position	588	576.90
1p ordinary	Equity swap	increasing a long position	675	579.40
1p ordinary	Equity swap	increasing a long position	896	575.90
1p ordinary	Equity swap	increasing a long position	1385	577.30
1p ordinary	Equity swap	increasing a long position	1588	578.40
1p ordinary	Equity swap	increasing a long position	1801	579.80
1p ordinary	Equity swap	increasing a long position	1836	585.00
1p ordinary	Equity swap	increasing a long position	2869	576.60
1p ordinary	Equity swap	increasing a long position	3550	578.80
1p ordinary	Equity swap	increasing a long position	3572	576.20
1p ordinary	Equity swap	increasing a long position	3671	576.40
1p ordinary	Equity swap	increasing a long position	5063	576.00
1p ordinary	Equity swap	increasing a long position	5181	577.10
1p ordinary	Equity swap	increasing a long position	5346	578.60
1p ordinary	Equity swap	increasing a long position	5358	577.80
1p ordinary	Equity swap	increasing a long position	5650	576.80
1p ordinary	Equity swap	increasing a long position	6739	577.60
1p ordinary	Equity swap	increasing a long position	7057	577.00
1p ordinary	Equity swap	increasing a long position	10309	578.20
1p ordinary	Equity swap	increasing a long position	10352	577.40
1p ordinary	Equity swap	increasing a long position	16898	577.20
1p ordinary	Equity swap	increasing a long position	622974	578.00
1p ordinary	Equity swap	decreasing a long position	25	585.00
1p ordinary	Equity swap	decreasing a long position	441	576.60
1p ordinary	Equity swap	decreasing a long position	500	578.80
1p ordinary	Equity swap	decreasing a long position	549	580.60
1p ordinary	Equity swap	decreasing a long position	608	579.00
1p ordinary	Equity swap	decreasing a long position	632	576.40
1p ordinary	Equity swap	decreasing a long position	720	577.40
1p ordinary	Equity swap	decreasing a long position	848	577.80
1p ordinary	Equity swap	decreasing a long position	896	575.90
1p ordinary	Equity swap	decreasing a long position	971	579.40
1p ordinary	Equity swap	decreasing a long position	1026	580.40
1p ordinary	Equity swap	decreasing a long position	1030	579.60
1p ordinary	Equity swap	decreasing a long position	1037	579.80
1p ordinary	Equity swap	decreasing a long position	1056	578.60
1p ordinary	Equity swap	decreasing a long position	1202	579.30
1p ordinary	Equity swap	decreasing a long position	1214	576.80
1p ordinary	Equity swap	decreasing a long position	1386	580.20
1p ordinary	Equity swap	decreasing a long position	1500	579.90
1p ordinary	Equity swap	decreasing a long position	1737	577.20
1p ordinary	Equity swap	decreasing a long position	1990	579.20
1p ordinary	Equity swap	decreasing a long position	2148	580.00
1p ordinary	Equity swap	decreasing a long position	2287	578.40
1p ordinary	Equity swap	decreasing a long position	2687	576.20
1p ordinary	Equity swap	decreasing a long position	2789	576.00
1p ordinary	Equity swap	decreasing a long position	6332	578.20
1p ordinary	Equity swap	decreasing a long position	26023	577.00
1p ordinary	Equity swap	decreasing a long position	93441	578.00

(c)Stock-settled derivative transactions (including options)

(i)Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (GBp)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii)Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b)Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)the voting rights of any relevant securities under any option; or

(ii)the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c)Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	27-06-2024
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.