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Regulatory News

Form 8.5 (EPT/RI) - Darktrace

RNS Number : 4186T
GoldmanSachs International
21 June 2024
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

DARKTRACE PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

LUKE BIDCO LIMITED (A NEWLY-FORMED COMPANY INDIRECTLY WHOLLY-OWNED BY FUNDS MANAGED AND/OR ADVISED BY THOMA BRAVO, L.P.)

(d) Date dealing undertaken:

20 June 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchases

1,584,723
584,370

5.7960 GBP
7.3767 USD

5.7560 GBP
7.3394 USD

1p ordinary

Sales

1,920,638
415,512

5.8080 GBP
7.3500 USD

5.7570 GBP
7.3500 USD

 

 

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

1p ordinary

CFD

Increasing a long position

132,063

5.7768 GBP

1p ordinary

CFD

Reducing a short position

208

5.7804 GBP

1p ordinary

CFD

Reducing a short position

6,909

5.7829 GBP

1p ordinary

CFD

Increasing a long position

4,836

5.7829 GBP

1p ordinary

CFD

Reducing a short position

7,095

5.7829 GBP

1p ordinary

CFD

Opening a long position

8,888

5.7835 GBP

1p ordinary

CFD

Opening a long position

1,222

5.7835 GBP

1p ordinary

CFD

Reducing a short position

4,836

5.7835 GBP

1p ordinary

CFD

Opening a long position

8,654

5.7835 GBP

1p ordinary

CFD

Reducing a short position

2,442

5.7887 GBP

1p ordinary

CFD

Opening a long position

31,409

5.7940 GBP

1p ordinary

CFD

Opening a short position

38,989

7.3394 USD

1p ordinary

CFD

Opening a short position

6,432

7.3628 USD

1p ordinary

CFD

Increasing a short position

88,003

7.3767 USD

1p ordinary

CFD

Increasing a short position

35,946

7.3767 USD

 

 

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

21 June 2024

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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