Form 8.3 - DARKTRACE PLC Replacement
FORM 8.3 - Amendment to section 2a |
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Replaces form released 16:58:23 26 July 2024 |
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RNS number: 0904Y |
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FORM 8.3 - Amendment to 2a, 3a and 3b |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19-Jul-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
30,551,439 |
4.32% |
185,112 |
0.02% |
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(2) Cash-settled derivatives: |
25,797 |
0.00% |
30,432,672 |
4.34% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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30,577,236 |
4.33% |
30,617,784 |
4.34% |
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TOTAL: |
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(b) |
Rights to subscribe for new securities (including directors and |
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other executive options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
securities |
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1p ordinary |
Purchase |
4,019,668 |
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1p ordinary |
Purchase |
2,386,075 |
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1p ordinary |
Purchase |
277,878 |
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1p ordinary |
Purchase |
205,322 |
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1p ordinary |
Purchase |
87,803 |
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1p ordinary |
Purchase |
25,889 |
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1p ordinary |
Purchase |
10,330 |
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1p ordinary |
Purchase |
8,150 |
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1p ordinary |
Purchase |
7,649 |
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1p ordinary |
Purchase |
7,236 |
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1p ordinary |
Purchase |
6,646 |
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1p ordinary |
Purchase |
6,017 |
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1p ordinary |
Purchase |
4,899 |
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1p ordinary |
Purchase |
2,372 |
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1p ordinary |
Purchase |
1,961 |
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1p ordinary |
Purchase |
1,860 |
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1p ordinary |
Purchase |
1,433 |
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1p ordinary |
Purchase |
1,165 |
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1p ordinary |
Purchase |
1,164 |
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1p ordinary |
Purchase |
1,133 |
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1p ordinary |
Purchase |
952 |
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1p ordinary |
Purchase |
919 |
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1p ordinary |
Purchase |
919 |
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1p ordinary |
Purchase |
793 |
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1p ordinary |
Purchase |
771 |
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1p ordinary |
Purchase |
667 |
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1p ordinary |
Purchase |
645 |
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1p ordinary |
Purchase |
478 |
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1p ordinary |
Purchase |
153 |
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1p ordinary |
Purchase |
67 |
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1p ordinary |
Purchase |
21 |
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1p ordinary |
Sale |
1,975,914 |
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1p ordinary |
Sale |
411,150 |
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1p ordinary |
Sale |
250,919 |
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1p ordinary |
Sale |
214,987 |
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1p ordinary |
Sale |
87,156 |
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1p ordinary |
Sale |
74,817 |
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1p ordinary |
Sale |
61,311 |
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1p ordinary |
Sale |
33,789 |
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1p ordinary |
Sale |
14,086 |
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1p ordinary |
Sale |
2,965 |
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1p ordinary |
Sale |
2,678 |
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1p ordinary |
Sale |
1,232 |
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1p ordinary |
Sale |
1,180 |
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1p ordinary |
Sale |
793 |
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1p ordinary |
Sale |
604 |
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1p ordinary |
Sale |
209 |
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1p ordinary |
Sale |
163 |
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1p ordinary |
Sale |
114 |
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1p ordinary |
Sale |
21 |
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1p ordinary |
Sale |
1 |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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relevant |
reference |
unit |
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security |
securities |
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1p ordinary |
CFD |
Increasing Short |
7,481 |
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1p ordinary |
SWAP |
Decreasing Long |
2,842 |
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1p ordinary |
SWAP |
Opening Long |
1,340 |
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1p ordinary |
SWAP |
Closing Long |
756 |
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1p ordinary |
SWAP |
Decreasing Short |
109 |
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1p ordinary |
SWAP |
Decreasing Short |
33,834 |
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1p ordinary |
SWAP |
Decreasing Short |
1,180 |
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1p ordinary |
SWAP |
Decreasing Short |
87,156 |
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1p ordinary |
SWAP |
Increasing Short |
2,155,398 |
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1p ordinary |
SWAP |
Increasing Short |
145,200 |
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1p ordinary |
SWAP |
Increasing Short |
8,150 |
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1p ordinary |
SWAP |
Increasing Short |
1,433 |
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1p ordinary |
SWAP |
Decreasing Short |
2,965 |
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1p ordinary |
SWAP |
Increasing Short |
10,330 |
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1p ordinary |
SWAP |
Decreasing Short |
460 |
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1p ordinary |
SWAP |
Decreasing Short |
14,086 |
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1p ordinary |
SWAP |
Increasing Short |
1,395,357 |
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1p ordinary |
SWAP |
Increasing Short |
289,712 |
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1p ordinary |
SWAP |
Increasing Short |
687 |
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1p ordinary |
SWAP |
Increasing Short |
5,249 |
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1p ordinary |
SWAP |
Increasing Short |
269,381 |
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(c) |
Stock-settled derivative transactions |
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(including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
securities |
unit |
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(d) |
Other dealings (including subscribing for |
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new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
applicable) |
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4 |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
15-Aug-24 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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