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Regulatory News

Form 8.5 (EPT/RI)- Amendment

RNS Number : 6540W
GoldmanSachs International
19 August 2022
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 17 August for dealings on 16 August has been updated. Section 2(b) have been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

DARKTRACE PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

THOMA BRAVO L.P.

(d) Date dealing undertaken:

16 August 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchases

3,870,113

5.3150 GBP

4.8445 GBP

1p ordinary

Sales

3,175,883

5.3020 GBP

4.8495 GBP

 

 

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

1p ordinary

CFD

Increasing a long position

301

4.1480 GBP

1p ordinary

CFD

Reducing a long position

301

4.1480 GBP

1p ordinary

CFD

Opening a short position

13,823

4.8650 GBP

1p ordinary

CFD

Opening a short position

4,746

4.8655 GBP

1p ordinary

CFD

Increasing a short position

156

4.8682 GBP

1p ordinary

CFD

Increasing a short position

914

4.8682 GBP

1p ordinary

CFD

Increasing a short position

3,259

4.8682 GBP

1p ordinary

CFD

Increasing a short position

145

4.8682 GBP

1p ordinary

CFD

Increasing a short position

211

4.8682 GBP

1p ordinary

CFD

Reducing a long position

88,496

4.8700 GBP

1p ordinary

CFD

Reducing a long position

36,870

4.8700 GBP

1p ordinary

CFD

Reducing a long position

9,264

4.8723 GBP

1p ordinary

CFD

Opening a short position

692

4.8723 GBP

1p ordinary

CFD

Reducing a long position

82,824

4.8724 GBP

1p ordinary

CFD

Reducing a long position

89,373

4.8814 GBP

1p ordinary

CFD

Increasing a short position

40

4.8997 GBP

1p ordinary

CFD

Increasing a short position

4

4.8997 GBP

1p ordinary

CFD

Increasing a short position

1,744

4.8997 GBP

1p ordinary

CFD

Increasing a short position

23

4.8997 GBP

1p ordinary

CFD

Increasing a short position

12

4.8997 GBP

1p ordinary

CFD

Reducing a long position

219

4.9071 GBP

1p ordinary

CFD

Reducing a long position

278

4.9080 GBP

1p ordinary

CFD

Increasing a long position

2,800

4.9099 GBP

1p ordinary

CFD

Opening a long position

9,264

4.9099 GBP

1p ordinary

CFD

Increasing a long position

215

4.9100 GBP

1p ordinary

CFD

Increasing a short position

3,692

4.9104 GBP

1p ordinary

CFD

Reducing a long position

6,776

4.9106 GBP

1p ordinary

CFD

Reducing a long position

384

4.9184 GBP

1p ordinary

CFD

Reducing a long position

169

4.9184 GBP

1p ordinary

CFD

Reducing a long position

94

4.9188 GBP

1p ordinary

CFD

Reducing a long position

132

4.9299 GBP

1p ordinary

CFD

Increasing a short position

51

4.9306 GBP

1p ordinary

CFD

Reducing a long position

37

4.9306 GBP

1p ordinary

CFD

Increasing a short position

597

4.9306 GBP

1p ordinary

CFD

Increasing a short position

93

4.9306 GBP

1p ordinary

CFD

Increasing a short position

38

4.9306 GBP

1p ordinary

CFD

Increasing a short position

949

4.9334 GBP

1p ordinary

CFD

Reducing a long position

1,033

4.9334 GBP

1p ordinary

CFD

Increasing a short position

5,631

4.9334 GBP

1p ordinary

CFD

Increasing a short position

20,126

4.9334 GBP

1p ordinary

CFD

Increasing a short position

803

4.9334 GBP

1p ordinary

CFD

Increasing a short position

101

4.9407 GBP

1p ordinary

CFD

Increasing a short position

602

4.9407 GBP

1p ordinary

CFD

Increasing a short position

2,179

4.9407 GBP

1p ordinary

CFD

Increasing a short position

85

4.9407 GBP

1p ordinary

CFD

Increasing a short position

27

4.9407 GBP

1p ordinary

CFD

Increasing a short position

16,153

4.9525 GBP

1p ordinary

CFD

Reducing a long position

1,961

4.9535 GBP

1p ordinary

CFD

Reducing a long position

14,630

4.9535 GBP

1p ordinary

CFD

Reducing a long position

5,259

4.9535 GBP

1p ordinary

CFD

Increasing a long position

500

4.9616 GBP

1p ordinary

CFD

Opening a short position

170,000

4.9729 GBP

1p ordinary

CFD

Reducing a long position

6

4.9935 GBP

1p ordinary

CFD

Opening a short position

34,200

5.0036 GBP

1p ordinary

CFD

Increasing a short position

407

5.0043 GBP

1p ordinary

CFD

Increasing a short position

3,138

5.0043 GBP

1p ordinary

CFD

Increasing a short position

11,217

5.0043 GBP

1p ordinary

CFD

Increasing a short position

343

5.0043 GBP

1p ordinary

CFD

Increasing a short position

443

5.0043 GBP

1p ordinary

CFD

Reducing a long position

117

5.0135 GBP

1p ordinary

CFD

Opening a long position

5,300

5.0140 GBP

1p ordinary

CFD

Reducing a long position

155

5.0177 GBP

1p ordinary

CFD

Reducing a long position

265,489

5.0282 GBP

1p ordinary

CFD

Reducing a long position

110,609

5.0282 GBP

1p ordinary

CFD

Reducing a short position

36,153

5.0520 GBP

1p ordinary

CFD

Opening a long position

113,847

5.0520 GBP

1p ordinary

CFD

Increasing a short position

1,047

5.0762 GBP

1p ordinary

CFD

Increasing a long position

116,153

5.0773 GBP

1p ordinary

CFD

Reducing a long position

69

5.0928 GBP

1p ordinary

CFD

Increasing a short position

1,534

5.0956 GBP

1p ordinary

CFD

Increasing a short position

8,401

5.0956 GBP

1p ordinary

CFD

Increasing a short position

30,420

5.0956 GBP

1p ordinary

CFD

Increasing a short position

1,282

5.0956 GBP

1p ordinary

CFD

Increasing a short position

405

5.0956 GBP

1p ordinary

CFD

Increasing a short position

414

5.0974 GBP

1p ordinary

CFD

Reducing a long position

47

5.0974 GBP

1p ordinary

CFD

Increasing a short position

2,411

5.0974 GBP

1p ordinary

CFD

Opening a short position

414

5.0974 GBP

1p ordinary

CFD

Increasing a short position

8,933

5.0974 GBP

1p ordinary

CFD

Increasing a short position

353

5.0974 GBP

1p ordinary

CFD

Reducing a long position

2,406

5.1093 GBP

1p ordinary

CFD

Reducing a long position

3,293

5.1093 GBP

1p ordinary

CFD

Reducing a long position

1,460

5.1093 GBP

1p ordinary

CFD

Reducing a long position

808

5.1098 GBP

1p ordinary

CFD

Increasing a short position

1

5.1148 GBP

1p ordinary

CFD

Increasing a long position

30

5.1236 GBP

1p ordinary

CFD

Reducing a short position

4,638

5.1273 GBP

1p ordinary

CFD

Reducing a long position

22,000

5.1362 GBP

1p ordinary

CFD

Increasing a long position

1,414

5.1514 GBP

1p ordinary

CFD

Reducing a short position

3

5.1533 GBP

1p ordinary

CFD

Reducing a short position

150,000

5.2224 GBP

1p ordinary

CFD

Increasing a short position

9,000

5.2537 GBP

1p ordinary

CFD

Reducing a long position

2,100

5.2868 GBP

1p ordinary

CFD

Opening a short position

1,459

6.1927 USD

1p ordinary

CFD

Opening a short position

676

6.1927 USD

1p ordinary

CFD

Opening a short position

1,833

6.1927 USD

1p ordinary

CFD

Opening a short position

5,154

6.1927 USD

 

 

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

19 August 2022

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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